PPEX for Companies

Tailored solutions allowing issuers to provide their investors with secondary liquidity options

Shared Office

PPEX provides issuers with a marketplace to facilitate secondary transactions and offers your current investor base an easy and secure way to buy and sell securities. The SEC registered ATS integrates closely with North Capital’s API stack, and can be directly connected to your existing website or mobile app.

 

Who we serve:
Reg A+ Issuers 
Real Estate Sponsors 
Private Funds
Serial Issuers
Broker Dealers

CASE STUDY

See how our clients use PPEX to help their current investors unlock liquidity in exempt, private securities.

READ THE CASE STUDY HERE

Additional Information

 

Execution/Volume

As of 11/1/22 PPEX had matched more than 212,000 trades for a total value of over $11.7 million.

 

Order Types: 

The PPEX ATS allows for two types of orders: Limit Orders (with price either displayed or not displayed), and Request for Quotes which represents an indication of interest for a specific security.

Market Hours:

Control how and when your securities trade.

Order Acceptance: 24/7

Order matching:  (within the established market hours) 9:30 am - 5:00 pm Eastern

 

Compliance:

The PPEX ATS rules and procedures are designed to meet regulatory compliance for SEC Registered ATSs.  

 

Reporting:

All orders and executed trades are recorded and retained by the PPEX ATS in a permanent, immutable order log in compliance with SEC Rule 17a-4. 

Ready to Learn More?

 

623 E Fort Union Blvd, Suite 101

Midvale, UT 84047