PPEX for Companies
Tailored solutions allowing issuers to provide their investors with secondary liquidity options
PPEX provides issuers with a marketplace to facilitate secondary transactions and offers your current investor base an easy and secure way to buy and sell securities. The SEC registered ATS integrates closely with North Capital’s API stack, and can be directly connected to your existing website or mobile app. We serve:
Serial Issuers
Real Estate Sponsors
Broker Dealers
Private Funds
Reg A+ Issuers
Execution/Volume
As of 12/1/22 PPEX had matched more than 220,000 trades for a total value of over $12 million.
Order Types
The PPEX ATS allows for two types of orders: Limit Orders (with price either displayed or not displayed), and Request for Quotes which represents an indication of interest for a specific security.
Market Hours
Control how and when your securities trade.
Order Acceptance: 24/7
Order matching: (within the established market hours) 9:30 am - 5:00 pm Eastern
Compliance
The PPEX ATS rules and procedures are designed to meet regulatory compliance for SEC Registered ATSs.
Reporting
All orders and executed trades are recorded and retained by the PPEX ATS in a permanent, immutable order log in compliance with SEC Rule 17a-4.