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PPEX for Companies

Tailored solutions allowing issuers to provide their investors with secondary liquidity options

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Shared Office

PPEX provides issuers with a marketplace to facilitate secondary transactions and offers your current investor base an easy and secure way to buy and sell securities. The SEC registered ATS integrates closely with North Capital’s API stack, and can be directly connected to your existing website or mobile app. We serve:

Serial Issuers

Real Estate Sponsors 

Broker Dealers

Private Funds

Reg A+ Issuers 

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See how our clients use PPEX to help their current investors unlock liquidity in exempt, private securities.

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Execution/Volume

As of 12/1/22 PPEX had matched more than 220,000 trades for a total value of over $12 million.

 

Order Types 

The PPEX ATS allows for two types of orders: Limit Orders (with price either displayed or not displayed), and Request for Quotes which represents an indication of interest for a specific security.

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Market Hours

Control how and when your securities trade.

Order Acceptance: 24/7

Order matching:  (within the established market hours) 9:30 am - 5:00 pm Eastern

 

Compliance

The PPEX ATS rules and procedures are designed to meet regulatory compliance for SEC Registered ATSs.  

 

Reporting

All orders and executed trades are recorded and retained by the PPEX ATS in a permanent, immutable order log in compliance with SEC Rule 17a-4. 

Ready to Learn More?

Contact Form

623 E Fort Union Blvd, Suite 101

Midvale, UT 84047

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© North Capital Investment Technology, Inc. All rights reserved.

 

All securities-related activity is conducted by North Capital Private Securities Corporation (NCPS), a registered broker-dealer, and member FINRA/SIPC, located at 623 E Fort Union, Suite 101, Salt Lake City, UT 84047. NCPS does not make investment recommendations and no communication, through this website or in any other medium should be construed as a recommendation for any security offered on or off this investment platform.

This site is operated by North Capital Investment Technology, Inc. ("NCIT"), which is not a registered broker-dealer. NCIT does not give investment advice, endorsement, analysis or recommendations with respect to any securities. All securities listed here are being offered by, and all information included on this site is the responsibility of, the applicable issuer of such securities. NCIT has not taken any steps to verify the adequacy, accuracy or completeness of any information. Neither NCIT nor any of its officers, directors, agents and employees makes any warranty, express or implied, of any kind whatsoever related to the adequacy, accuracy or completeness of any information on this site or the use of information on this site. By accessing this site and any pages thereof, you agree to be bound by the Terms of Use and Privacy Policy. © 2023 North Capital Investment Technology, Inc

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